Notices

Notices will provide all the information publicized by PSBA.

nOTICES

March 25, 2024

provision of information under section 57 (2) of
Punjab sales tax on services ACJ, 2012

March 25, 2024

proposed amendments in the CDC regulations to
declaration of securities and related matters

March 22, 2024

draft amendments in securities brokers
(licensing and operations)regulations, 2016

March 20, 2024

Centralized Gateway Portal (CGP) Awareness Session
Dated March 7, 2024

March 11, 2024

provision of shariah compliant brokerage service

March 11, 2024

invitation for federal budget 2024-2025 proposals

Feb 26, 2024

Standard Range/scale of brokerage commission

Jan 25, 2024

introducing the PSBA whatsapp service

Jan 16, 2024

NCCPL'S journey and road map to T+1 settlement cycle

Jan 16, 2024

comments on proposed amendments to PSX regulations
in relation to exemption from the requirement of transfer
of entire undertaking while transferring the tre certificate
based on fulfilment of prescribed conditions

Jan 10, 2024

revision in PSBA annual/renewal fee

Dec 19, 2023

implementation of revised clause 4.17.1(a) of PSX rule book

Nov 30, 2023

outreach session on national risk assessment 2023

nov 8, 2023

proposed amendments to single stock cash settles futures (CSF)
contract market regulations of PSX

oct 2, 2023

adjournment of 3rd annual general meeting

sep 9, 2023

notice of 3rd PSBA AGM

sep 7, 2023

notice of annual general meeting

sep 6, 2023

Joint Session by CDC, NCCPL, PSBA, and PSX on Regulatory Requirements

sep 5, 2023

election for the term 1st october 2023 to 30th september 2024

july 7, 2023

briefing sessions on proposed amendments to PSX regulations

july 7, 2023

briefing session on proposed amendments to PSX regulations

june 8, 2023

joint session by CDC, NCCPL, PSBA and PSX on
cetralized gateway portal(CGP)

june 5, 2023

awareness session on minimum information security standards
and broker fiduciary rating

April 19, 2023

comments on proposed amendments to CKO regulations 2017 and
NCCPL regulations, 2015

March 24, 2023

comments on proposed amendments to Pakistan stock exchange (PSX)
regulations in relation to various matters

March 17, 2023

comments on minimum information security standards for
compliance by the securities brokers

february 22, 2023

annual subscription for the year 2023

january 16, 2023

notification for Securities brokers (seminar on january 18, 2023)

December 23, 2022

notice for members
seminar

november 17, 2022

publication of diaries for calendar year 2023

November 15, 2022

required information in relation to the implementation/launching
of the new trading system (NTS)

November 15, 2022

comments on proposed amendments to Pakistan Stock Exchange (PSX)
Regulations/rule book in relation to various matters

October 25, 2022

comments on proposed amendments to CKO regulations 2017
and NCCPL regulations 2015

September 28, 2022

awareness session on proposed amendments to PSX
regulations in relation to providing ease in reporting and
compliance obligations of securities brokers

September 26, 2022

proposed amendments to PSX regulations in relation to introduction
of enabling provisions pursuant to implementation of pride - an online
portal developed to automate the listing process

September 26, 2022

proposed amendments to PSX regulations in relation to providing
ease in reporting and compliance obligations of securities brokers

September 14, 2022

invitation of advertisements for annual diaries - the calendar year 2023

September 12, 2022

HBL total treasury exchange traded fund (HBLTETF)

September 8, 2022

launching of first fundamental equity index

September 5, 2022

adjournment of 2nd annual general meeting

August 23, 2022

awareness program on reporting requirement of financial
accounts under common reporting standard rules

August 11, 2022

notice of annual general meeting

July 20, 2022

awareness program on reporting requirement of financial
accounts under common reporting standard rules

June 29, 2022

invitation to contribute articles to PSBA quarterly newsletter

June 24, 2022

implementation of shared KYC project

June 21, 2022

deliberation of consolidated joint inspection framework

June 17, 2022

implementation of shared KYC project

June 17, 2022

deliberation of consolidated joint inspection framework

June 14, 2022

notification for securities brokers (compliance of circular 27 of 2021)

June 14, 2022

an exclusive session for CEOs
revamping further issue of capital regime

June 14, 2022

launch of centralized gateway portal

June 13, 2022

An exclusive session for CEOs / Business heads of members

June 6, 2022

Awareness session on proposed amendments to PSX regulations in
relation to various matters

May 25, 2022

Awareness session for securities brokers on key regulatory requirements

May 20, 2022

comments on proposed amendments to PSX regulations in
relation to various matters

April 28, 2022

proposed amendments in the NCCPL regulations, 2015 for public comments

April 28, 2022

comments on proposed amendments in the CDC regulations relating
to introduction of savings certifications and related matters

March 30, 2022

final reminder - annual subscription for the year 2022

March 16, 2022

comments on proposed amendments to PSX regulations
in relation to various matters

March 10, 2022

consolidation of regulatory audits/inspections of securities
brokers into joint inspection regime

March 10, 2022

inclusion of cash and value of eligible securities, in excess
of BMC liability, in NCB & LC

March 7, 2022

proposed amendments in the NCCPL regulations, 2015 for
public comments

february 22, 2022

draft amendments to the securities brokers
(licensing and operations) regulations, 2016

february 22, 2022

comments on proposed amendments in
the CDC regulations in relation to various matters

February 22, 2022

sehat sahulat program

January 10, 2022

annual subscription for the year 2022

January 7, 2022

Invitation for federal budget 2022-2023 proposals

January 3, 2022

Certification for the professionals of the capital market

December 30, 2021

comments on proposed ammendments to
pakistan stock exchange limited (PSX) regulations in relation to
Changes in the definition of accredited individual investor eligible
for trading in securities listed in growth enterprise market (GEM) of PSX

November 18, 2021

comments on proposed ammendments to futures eligibility criteria
for selection of securities eligible for trading in deliverable
futures contract (DFC) market

November 17, 2021

Proposed ammendments in the NCCPL regulations, 2015 for public
comments

November 9, 2021

comments on proposed amendments to
chapter 7 (proprietary trading regulations) of PSX rulebook

November 8, 2021

comments on proposed ammendments to
pakistan stock exchange limited (PSX) regulations in relation to
minimum brokerage commision for fixed income exchange traded funds

November 2, 2021

publication of diaries for calendar year 2022

November 2, 2021

collection of provincial taxes

october 14, 2021

invitation of advertisements for annual diaries - the calendar year 2022

September 16, 2021

Adjournment of 1st annual general meeting

September 9, 2021

Draft amendments to the central depositories
(licsensing and operations) regulations, 2016

September 9, 2021

Comments on proposed amendments to
pakistan stock exchange (PSX) regulations

September 7, 2021

Invitation of comments/suggestions/recommendations
for AML/CFT/KYC regime

August 25, 2021

Notice of first annual general meeting

July 29, 2021

Access to SECP's portal by securities brokers

July 23, 2021

Covid-19 vaccination at the workplace

June 29, 2021

comments on a concept paper on allowing securities broker to
establish customer facilitation/help centers and market brokerage
business/products through sales force and distribution channels
of their associated/holding companies

June 25, 2021

comments on proposed amendments in relation to introduction of
regulations governing market misconduct as a new chapter 7A in
pakistan stock exchange limited (PSX) regulations

June 24, 2021

comments on proposed amendments in relation to introduction of
regulatory framework governing single stock options contracts market
in pakistan stock exchange limited (PSX) regulation

June 21, 2021

proposed amendments in the CDC regulations relating to shared KYC information

June 10, 2021

Registration for NADRA Verisys /Biometric facility by SECP regulated entities

June 4, 2021

Guidelines on the Implementation of the UN Security Council
Resolutions Concerning Targeted Financial Sanctions for Proliferation Financing

June 4, 2021

Financial Action Task Force (FATF) Guidelines – Implementation
of United Nations’ Security Council Resolutions on Counter Proliferation

June 3, 2021

comments on proposed amendments to pakistan stock exchange limited (PSX)
regulations in relation to various matters

June 2, 2021

draft amendments in the income tax rules, 2002

May 20, 2021

introduction of compliance calendar

May 8, 2021

Implementation of section 72 of the companies act, 2017-conversion of
physical shares into book-entry form

May 3, 2021

Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments

april 29, 2021

draft amendments to public offering regulations, 2017

april 26, 2021

E-business invitation letter/visa recommendation

april 26, 2021

draft amendments to the centralized customer protection
compensation fund regulations 2017

april 26, 2021

comments on proposed amendments in the CDC regulations
relating to settlement of listed debt securities by the market maker

april 6, 2021

comments on proposed amendments to
pakistan stock exchange limited (PSX) regulations

March 29 , 2021

final reminder - annual subscription for the year 2021

March 26 , 2021

comments on proposed amendments to chapter 5 and 5B of
pakistan stock exchange limited (PSX) regulations

March 15, 2021

Comments on proposed amendments to
pakistan stock exchange (PSX) regulations in relation to
customer relationship form (CRF) prescribed by PSX

March 12, 2021

comments on proposed amendments in the CDC regulations
relating to various matter

March 3, 2021

comments on proposed amendments to
Pakistan stock exchange (PSX) regulations in relation to
new broker regime and other matters

March 1, 2021

comments on proposed amendments to
Pakistan stock exchange (PSX) regulations in relation to
deployment of new trading system at PSX

March 1, 2021

awareness session on guidelines on anti-money laundering,
countering financing of terrorism and proliferation financing
(updated January, 2021)

February 22, 2021

Awareness session on broker fiduciary rating by PARCA

February 16, 2021

submitted federal budget proposals 2021-22

February 4, 2021

off-market or negotiated deal market transactions

january 22, 2021

online workshop on regulatory change management

january 20, 2021

Invitation For federal budget 2021-22 proposals

january 6, 2021

comments on proposed amendments to
pakistan stock exchange (PSX) regulations in relation to
centralized customer protection compensation fund (CCPF)

December 23, 2020

Comments / feedback on new reporting system for securities brokers

December 17, 2020

awareness programme on reporting requirement of
financial accounts under common reporting standard rules

December 3, 2020

Awareness session on margin eligible securities

November 26, 2020

precautionary measures for the prevention of spreading of
covid'19 pandemic

november 23, 2020

implementation of close-out mechanism in
deliverable future contract (dFC) market

october 22, 2020

publication of diaries for calendar year 2021

october 13, 2020

session on ethical decision making (EDM) framework

October 6, 2020

Awareness session on anti money laundering and
countering financing of terrorism (AML/CFT)
regulatory requirements

march 17, 2023

comments on minimum information security standards for
compliance by the securities brokers

February 22, 2023

annual subscription for the year 2023

january 16, 2023

notification for securities brokers (seminar on January 18, 2023)

december 23, 2022

notice for members
seminar

november 17, 2022

publication of diaries for calendar year 2023

november 15, 2022

required information in relation to the implementation/launching
of the new trading system (NTS)

november 15, 2022

comments on proposed amendments to Pakistan stock exchange (PSX) regulations/rule book in relation to various matters

October 25, 2022

comments on proposed amendments to CKO regulations 2017
and NCCPL regulations 2015

September 28, 2022

awareness session on proposed amendments to PSX
regulations in relation to providing ease in reporting and
compliance obligations of securities brokers

September 26, 2022

proposed amendments to PSX regulations in relation to providing
ease in reporting and compliance obligations of securities brokers

September 26, 2022

proposed amendments to PSX regulations in relation to introduction
of enabling provisions pursuant to implementation of pride - an online
portal developed to automate the listing process

September 14, 2022

invitation of advertisements for annual diaries - the calendar year 2023

September 12, 2022

HBL total treasury exchange traded fund (HBLTETF)

September 8, 2022

launching of first fundamental equity index

September 5, 2022

adjournment of 2nd annual general meeting

August 23, 2022

awareness program on reporting requirement of financial
accounts under common reporting standard rules

August 11, 2022

notice of annual general meeting

June 20, 2022

awareness program on reporting requirement of financial
accounts under common reporting standard rules

June 29, 2022

invitation to contribute articles to PSBA quarterly newsletter

June 24, 2022

implementation of shared KYC project

June 21, 2022

deliberation of consolidated joint inspection framework

June 17, 2022

implementation of shared KYC project

June 17, 2022

deliberation of consolidated joint inspection framework

June 14, 2022

Notification for securities brokers (compliance of circular 27of 2021)

June 14, 2022

An exclusive session for CEOs
revamping further issues of capital regime

June 14, 2022

Launch of centralized gateway portal

June 13, 2022

An exclusive session for CEOs / Business heads of members

June 6, 2022

Awareness session on proposed ammendments to PSX regulations in relation to various matters

May 25, 2022

Awareness session for securities brokers on key regulatory requirements

May 20, 2022

comments on proposed amendments to PSX regulations in relation to various matters

April 28, 2022

proposed amendments in NCCPL regulations, 2015 for public comments

April 28, 2022

comments on proposed amendments in the CDC regulations relating
to introduction of savings certifications and related matters

March 16, 2022

comments on proposed amendments to PSX regulations
in relation to various matters

March 10, 2022

consolidation of regulatory audits/inspections of securities
brokers into joint inspection regime

March 10, 2022

inclusion of cash and value of eligible securities, in excess
of BMC liability, in NCB & LC

March 7, 2022

proposed amendments in the NCCPL regulations, 2015 for
public comments

February 22, 2022

draft amendments to the securities brokers
(licensing and operations) regulations, 2016

February 22, 2022

comments on proposed amendments in
the CDC regulations in relation to various matters

February 22, 2022

sehat sahulat program

January 10, 2022

annual subscription for the year 2022

January 7, 2022

Invitation for federal budget 2022-2023 proposals

January 3, 2022

Certification for the proffessionals of the capital market

December 30, 2021

comments on proposed ammendments to
pakistan stock exchange limited (PSX) regulations in relation to
Changes in the definition of accredited individual investor eligible
for trading in securities listed in growth enterprise market (GEM) of PSX

November 18, 2021

comments on proposed ammendments to
futures eligibility criteria for selection of securities eligible for
trading in deliverable futures contract (DFC) market

November 17, 2021

Proposed ammendments in the NCCPL regulations, 2015 for public
comments

November 9, 2021

comments on proposed amendments to
chapter 7 (proprietary trading regulations) of PSX rulebook

November 8, 2021

comments on proposed ammendments to
pakistan stock exchange limited (PSX) regulations in relation to
minimum brokerage commision for fixed income exchange traded funds

November 2, 2021

collection of provincial taxes

November 2, 2021

publication of diaries for calendar year 2022

october 14, 2021

invitation of advertisements for annual diaries - the calendar year 2022

September 16, 2021

Adjournment of 1st annual general meeting

September 9, 2021

Draft amemdments to the central depositories (liscensing and operations) regulations, 2016

September 9, 2021

Comments on proposed amendments to pakistan stock exchange (PSX) regulations

September 7, 2021

Invitation of comments/ suggestions/recommendations for AML/CFT/KYC regime

August 25, 2021

Notice of first annual general meeting

July 29, 2021

Access to SECP's portal by securities brokers

July 23, 2021

Covid-19 vaccination at the workplace

June 29, 2021

comments on a concept paper on allowing securities broker to
establish customer facilitation/help centers and market brokerage
business/products through sales force and distribution channels
of their associated/holding companies

June 25, 2021

comments on proposed amendments in relation to introduction of
regulations governing market misconduct as a new chapter 7A in
pakistan stock exchange limited (PSX) regulations

June 24, 2021

comments on proposed amendments in relation to introduction of regulatory framework governing single stock options contracts market in pakistan stock exchange limited (PSX) regulation

June 21, 2021

proposed amendments in the CDC regulations relating to shared KYC information

June 10, 2021

Registration for NADRA Verisys /Biometric facility by SECP regulated entities

June 4, 2021

Guidelines on the Implementation of the UN Security Council
Resolutions Concerning Targeted Financial Sanctions for Proliferation Financing

June 4, 2021

Financial Action Task Force (FATF) Guidelines – Implementation
of United Nations’ Security Council Resolutions on Counter Proliferation

June 3, 2021

comments on proposed amendments to pakistan stock exchange limited (PSX)
regulations in relation to various matters

June 2, 2021

draft amendments in the income tax rules, 2002

May 20, 2021

introduction of compliance calendar

May 8, 2021

Implementation of section 72 of the companies act, 2017-conversion of
physical shares into book-entry form

May 3, 2021

Proposed Amendments in the NCCPL Regulations, 2015 for Public Comments

april 29, 2021

draft amendments to public offering regulations, 2017

april 26, 2021

E-business invitation letter/visa recommendation

april 26, 2021

draft amendments to the centralized customer protection
compensation fund regulations 2017

april 26, 2021

comments on proposed amendments in the CDC regulations
relating to settlement of listed debt securities by the market maker

april 6, 2021

comments on proposed amendments to
pakistan stock exchange limited (PSX) regulations

March 29 , 2021

final reminder - annual subscription for the year 2021

March 26 , 2021

comments on proposed amendments to chapter 5 and 5B of pakistan stock exchange limited (PSX) regulations

March 15, 2021

Comments on proposed amendments to pakistan stock exchange (PSX) regulations in relation to customer relationship form (CRF) prescribed by PSX

March 12, 2021

comments on proposed amendments in the CDC regulations relating to various matter

March 3, 2021

comments on proposed amendments to Pakistan stock exchange (PSX) regulations in relation to new broker regime and other matters

March 1, 2021

comments on proposed amendments to Pakistan stock exchange (PSX) regulations in relation to deployment of new trading system at PSX

March 1, 2021

awareness session on guidelines on anti-money laundering, countering financing of terrorism and proliferation financing (updated January, 2021)

February 22, 2021

Awareness session on broker fiduciary rating by PARCA

February 16, 2021

submitted federal budget proposals 2021-22

February 4, 2021

off-market or negotiated deal market transactions

january 22, 2021

online workshop on regulatory change management

january 20, 2021

Invitation For federal budget 2021-22 proposals

january 6, 2021

comments on proposed amendments to pakistan stock exchange (PSX) regulations in relation to centralized customer protection compensation fund (CCPF)

December 23, 2020

Comments / feedback on new reporting system for securities brokers

December 17, 2020

awareness programme on reporting requirement of financial accounts under common reporting standard rules

December 3, 2020

Awareness session on margin eligible securities

November 26, 2020

precautionary measures for the prevention of spreading of covid'19 pandemic

november 23, 2020

implementation of close-out mechanism in deliverable future contract (dFC) market

october 22, 2020

publication of diaries for calendar year 2021

october 13, 2020

session on ethical decision making (EDM) framework

October 6, 2020

Awareness session on anti money laundering and countering financing of terrorism (AML/CFT) regulatory requirements