member's login
This tool is specially designed and developed for our members. Through this, members can view their correspondences made by Pakistan Stock Brokers Association with the SECP authorities.
MEMBER'S LOGIN
SECP FOLDER
MEMBER'S LOGIN
MEMBER'S LOGIN
SECP FOLDER
March 22, 2024
relaxation under S.R.O 920 (I)/2020 dated september 28, 2020
January 8, 2024
request for review of nadra verisys facility shift to BVPN
February 22, 2023
prohibition on verisys (online verification) without consent of ID card holder through nadra
December 1, 2022
filling of appeal by the aggrieved TRE certificate holder
October 17, 2022
enhancements of minimum net worth requirement for trading and self-clearing category brokers
March 2, 2022
proposed amendments to the securities brokers (licensing and operations) regulations, 2016 and concept of online only category
January 7, 2022
Acquisition under the securities act, 2015
January 4, 2022
Reduction in the capacity to conduct business (liquid capital balance)
December 7, 2021
data for national risk assessment (NRA) 2021
October 26, 2021
implementation of new trading system
October 25, 2021
Request for extension in submission of annual audited accounts
October 13, 2021
Scanning of customer database
August 31, 2021
Closed-end mutual funds with frozen shares
July 12, 2021
PSX TREC holders financial information system
June 14, 2021
registration for Nadra verisys/biometric facility for stock brokers
April 7, 2021
implementation of PSX TREC holders financial information system
March 22, 2021
difficulties in compliance of regulations
March 4, 2021
Timelines for implementation of new broker regime
February 17, 2021
reforms for ease of doing business
February 11, 2021
notices served in respect of pre-arranged trades
December 2, 2020
recommendation for margin financing system
November 18, 2020
comments on SRO 1201(1)/2020 dated 6th November, 2020
November 4, 2020
relaxation in application of concentration in margin financing in liquid capital filing
November 3, 2020
eligibility criteria for sponsors
October 29, 2020
transfer of frozen securities/inactive-dormant accounts
October 23, 2020
calculation of net capital balance
September 3, 2020
Extension in Timeline for registration of existing customers under CKO regime
September 3, 2020
comments on SRO 548(1)/2020 dated june 11, 2020
August 20, 2020
other market abuses/market manipulation/wash trades
August 18, 2020
in-housing financing
August 13, 2020
verification of identity documents through nadra verisys
January 4, 2020