member's login

This tool is specially designed and developed for our members. Through this, members can view their correspondences made by Pakistan Stock Brokers Association with the SECP authorities.

MEMBER'S LOGIN

SECP FOLDER

January 8, 2024

request for review of nadra verisys facility shift to BVPN

February 22, 2023

prohibition on verisys (online verification) without consent of ID card holder through nadra

December 1, 2022

filling of appeal by the aggrieved TRE certificate holder

October 17, 2022

enhancements of minimum net worth requirement for trading and self-clearing category brokers

March 2, 2022

proposed amendments to the securities brokers (licensing and operations) regulations, 2016 and concept of online only category

January 7, 2022

Acquisition under the securities act, 2015

January 4, 2022

Reduction in the capacity to conduct business (liquid capital balance)

December 7, 2021

data for national risk assessment (NRA) 2021

October 26, 2021

implementation of new trading system

October 25, 2021

Request for extension in submission of annual audited accounts

October 13, 2021

Scanning of customer database

August 31, 2021

Closed-end mutual funds with frozen shares

July 12, 2021

PSX TREC holders financial information system

June 14, 2021

registration for Nadra verisys/biometric facility for stock brokers

April 7, 2021

implementation of PSX TREC holders financial information system

March 22, 2021

difficulties in compliance of regulations

March 4, 2021

Timelines for implementation of new broker regime

February 17, 2021

reforms for ease of doing business

February 11, 2021

notices served in respect of pre-arranged trades

December 2, 2020

recommendation for margin financing system

November 18, 2020

comments on SRO 1201(1)/2020 dated 6th November, 2020

November 4, 2020

relaxation in application of concentration in margin financing in liquid capital filing

November 3, 2020

eligibility criteria for sponsors

October 29, 2020

transfer of frozen securities/inactive-dormant accounts

October 23, 2020

calculation of net capital balance

September 3, 2020

Extension in Timeline for registration of existing customers under CKO regime

September 3, 2020

comments on SRO 548(1)/2020 dated june 11, 2020

August 20, 2020

other market abuses/market manipulation/wash trades

August 18, 2020

in-housing financing

August 13, 2020

verification of identity documents through nadra verisys

January 4, 2020

difficulties in compliance of rule 22.2(c) of PSX rule book eligibility criteria for opening of office(s)/branch office(s)